The owner of the bond or fixed income generally has no equity interest in the company. Bonds / Fixed IncomeA bond is an investor’s loan to an organization in exchange for interest payments. Payments are made over a specified term plus principal repayment at the bond’s maturity date. “Good intelligent attorneys who never miss a beat. I set my expectations high, and they delivered above and beyond. Do not miss the opportunity to let SSEK represent you. Top-notch, efficient and effective firm.” Our Thorough Client Intake ProcessThe reason you can be assured we will assess your case thoroughly is that we work on a contingency basis.
Submit documentary evidence to FINRA in support of the allegations of securities fraud. This is a national conference attended by 1,500 lawyers each year where we teach how to successfully handle lawsuits against the largest companies in the world. When you trust an investment firm to maintain your savings, you expect to receive professional and accurate information tailored to your particular circumstances. This act is designed to protect investors from deceptive corporate accounting practices and enhance financial disclosures.
Taking Action Against Stock Market Losses with a Stock Broker Fraud Lawyer
Our attorneys have extensive experience in securities fraud cases and a solid track record of success. We are recognized by the courts for our ability to handle these types of cases and have been appointed regularly by the courts to lead securities fraud class actions. The Business Trial Group attorneys have handled hundreds of FINRA arbitrations throughout the country and are well-known by the attorneys defending Wall Street, regional brokerage firms, and investment banks.
They perform confidential investigations to prevent any evidence from being destroyed or going missing and to preserve the reputation of the firm or individual being investigated. After reviewing all the evidence they gathered, they will determine whether there was a violation of securities regulations and recommend whether or not to prosecute. While things may feel hopeless now,an investment fraud attorneycan help you recover so that you can finally begin to move forward. Each year in the United States, thousands of investors lose valuable, hard-earned money due to investment fraud. While it can be discouraging to fall victim to an investment fraud scheme, don’t give up hope.
What Are Common Types of Investment Fraud?
In reality, all investors accomplished was an increased risk in the product while it was being advertised as relatively safe. Other products are gross misrepresentations of the very nature of the product. The interest earned from bank products—including certificates of deposit —tends to be lower than potential returns from other investments. Mortgage-Backed SecuritiesMortgage-backed securities are bonds secured by home and other real estate loans. They are created when several of these loans, usually with similar characteristics, are pooled together.
There are multiple resources available depending on the specific type of crime you suspect. You can file a complaintonline and provide your name and contact information, the suspected company name and details, the offense you believe they committed, and documentation to support your claim. There are multiple warnings signs you can use to determine if you’re the victim of investment fraud. If the company contacts you out of the blue to invest with them, check that they’re a legitimate firm.
Robert Pearce represented investors in a class-action lawsuit against accounting and legal professionals for allegedly aiding and abetting a Ponzi scheme. A Ponzi scheme is a scam that promises high rates of return for investors with little risk. Contact an investment loss attorney today to see if you might be the victim of an investment fraud scheme. And for such a serious violation, you need a serious investment loss lawyer. When Carvana class action lawsuit hire a firm or financial advisor to manage your investments, you expect them to do so with your best interests in mind. Please do not include any confidential or sensitive information in a contact form, text message, or voicemail.
Call us now for a free consultation and let us put our experience to work for you. Investment firms have a responsibility to establish and maintain rules regarding the supervision of their registered financial advisors and brokers. The supervision includes regular reviews of your portfolio to ensure it meets your investment objectives and risk tolerance. Broker-dealers are required to contact you in response to red flags to ensure you understand the risks involved with your holdings or trading strategy. If your investments lost money due to a representative’s negligent or fraudulent behavior and the firm’s failure to supervise played a role, our lawyers may be able to help you recover your losses.